Capital One Manager, Technology Risk Management – Controls Testing in Plano, Texas

McLean 1 (19050), United States of America, McLean, Virginia

At Capital One, we’re building a leading information-based technology company. Still founder-led by Chairman and Chief Executive Officer Richard Fairbank, Capital One is on a mission to help our customers succeed by bringing ingenuity, simplicity, and humanity to banking. We measure our efforts by the success our customers enjoy and the advocacy they exhibit. We are succeeding because they are succeeding.

Guided by our shared values, we thrive in an environment where collaboration and openness are valued. We believe that innovation is powered by perspective and that teamwork and respect for each other lead to superior results. We elevate each other and obsess about doing the right thing. Our associates serve with humility and a deep respect for their responsibility in helping our customers achieve their goals and realize their dreams. Together, we are on a quest to change banking for good.

Manager, Technology Risk Management – Controls Testing

Technology Controls Testing Specialist, Technology Risk Management – Manager

As a Technology Risk Management Manager in Capital One’s Enterprise Services (ES) Business Chief Risk Office (BCRO), you will apply your risk management skills to the company’s Technology organization. You will partner across Enterprise Services, Divisional CIOs, and Cyber Security teams to develop and support best-in-class industry risk solutions in a manner that supports innovation and protects our customers, shareholders and associates. You will collaborate with both 1st and 2nd line teams to monitor and test processes and control environments, report results, and evaluate compliance with regulations for the Technology organization. Your contributions will drive insight into risk and control performance, and organizational change through risk identification, measurement, analysis and reporting to enable better management of technology risks in an open and collaborative environment.

The Technology Risk Management Controls Testing Team, within Enterprise Services Business Chief Risk Office (ES BCRO), is seeking an experienced, highly motivated Technology Controls Testing Manager. The ideal candidate will have strong strategic and risk-based thinking skills along with advanced organizational and communication skills. A proven background in technology based controls testing and technology assessments is required, and familiarity with audit methodology is highly desired.

This role involves the understanding of technology risk, controls, testing and the ability to clearly communicate gaps between control intent, control execution and performance. In addition, the ideal candidate will be able to identify key controls, design test plans for technology controls, and compose clear and concise grounding for findings. This will be a challenging role in a dynamic and fast-paced environment requiring ability to multi-task and prioritize assignments appropriately.

Responsibilities Include :

  • Perform and lead testing tasks related to complex technology environments

  • Strong working knowledge of both legacy and new technology environments

  • Ability to follow documented planning, testing, and reporting procedures

  • Operate within a highly collaborative remote team environment to deliver consistent value-added design and effectiveness input for lines of business’ technology controls

  • Demonstrate ability to understand complex processes and alignment to policy/regulatory requirements

  • Interact with Audit and other stakeholders and risk representatives from multiple lines of business

  • Establish and maintain good client relations during testing engagements. Assist in communicating the results of some audit projects to management via written reports and oral presentations

  • Effectively manage a team of remote technology control testers

Basic Qualifications:

  • Bachelor's Degree or Military experience

  • At least 1 year of Risk Management experience

  • At least 3 Years’ experience in Controls Testing or IT Audit

  • At least 2 Years’ experience in Information Technology

Preferred Qualifications:

  • Bachelors' Degree in Information Technology or a Bachelor’s Degree in Computer Science

  • CCSK or CSA certification

  • CISA, or CRISC, or CRCM, or CAMS, or CIPP Risk Management Certification

At this time, Capital One will not sponsor a new applicant for employment authorization for this position.